You can familiarise yourself with the AFS licence application by reading our sample online application. The sample application shows all the possible questions and outcomes that the eLicensing system is capable of. You won’t be asked all these questions because the eLicensing system tailors your application to your business.
Download the AFSL Testing Application Form. You can apply for your AFSL online, using ASIC ’s ‘eLicensing’ system, which tailors the application to your business.
We will project manage the application process for you from beginning to end. Applying to obtain or vary an Australian Financial Services Licence ( AFSL ) can be a daunting and time-consuming task. Once teste complying Lots are certified through the application a high security, non-removable sticker to each shipping carton within the Lot. AFSL are a member of the Finance and Leasing Association (FLA) who are an industry leader in promoting best practice within the motor finance, consumer and asset businesses in the UK.
As a member we are subscribed to their Lending Code. Click here to download a copy of their Lending Code. The following list summarises the various financial services which may be offered: Providing financial product advice.
The application process is relatively simple as you can start, save, and resume the application as many times as you like before finalising and submitting it.
With over 1pages of reading material in those guides alone, it’s no wonder people outsource this task and seek expert help. Below are some of the ways our licensing team can help you. But before you begin, you need to consider some key questions. Do you need an AFSL ? The information requested in this application is required for the granting of an AFS licence under the Corporations Act.
Some of the information collected as part of this application process will be made available to the public. An AFSL can be issued to an individual, to a director or employee of an AFSL holder, or an authorised representative of a person who holds an AFSL. But navigating the complex process of applying for and then maintaining your own AFSL is unchartered territory for most people. The system individually tailors the application to your business.
The best way to apply for an AFS Licence is online using the eLicensing system. Please consult the Contact Officer for more information regarding eligibility requirements. Guidance on appropriate authorisations in accordance with your intended business model.
We’ll help you shorten your time to market, by ensuring that you provide all necessary information to ASIC to help them assess your application promptly. AFSL application s and documentation can be complex — we’re here to simplify the process. If you run into difficulty or want to avoid the hassle of navigating the system, call us and we’ll sort it out for you.
AFSL Application On-Going Compliance. Compliance Matters will take care of the application process for an Australian Financial Services License for you.
While the application process is rigorous, there are many advantages to pursuing this path. Many financial planning firms will at some point consider whether applying for an Australian Financial Services Licence ( AFSL ) is a potential future path for the business. The girls will go into depth about the activities Sophie. Some providers will manage and submit your application without providing you with framework documents you’ll need to support your application. This is a variable cost based on cover, activity and history.
The proof documents required for a Foreign AFSL will be substantially less than is required for a standard AFSL. An FFSP applying for a Foreign AFSL will only need to provide an ABusiness Description proof and criminal history and bankruptcy checks for its responsible managers. However, our checklist makes it easier for those in the financial advice industry to obtain an AFSL faster.
Our experts have broken down the criteria into eight basic questions. The costs of preparing an application for a foreign AFSL and complying with the conditions of the licence will be higher than the compliance costs of relying on the currently available licensing exemptions. FFSPs should in due course assess their future business plans and consider whether they should apply for a foreign AFSL.
Licence Applications AFSL Compliance is experienced in successfully helping financial planning practices to apply for their own Australian Financial Services licence. We make it easy and inexpensive to obtain your own licence by taking care of the process from beginning to end.