Instant Downloa Mail Paper Copy or Hard Copy Delivery, Start and Order Now! What should I review in due diligence? Why does everyone need an it Due Diligence Checklist? What is due diligence in small business? Legal due diligence is the examination and review of legal documents and contracts.
Financial due diligence. Commercial due diligence. Contracts with obligations such as covenants and indemnification.
Confirm that the firm is not restricted from doing business under OFAC regulations or similar. Copies of any letters with any regulatory agencies or authorities. Good-standing certificates or qualification to do business from state of incorporation and states where qualified. Schedule of any significant U. See full list on dealroom. Evidence that outstanding stock is paid in full.

Identify issues associated with transfering equity. List of stock transfer records. Summaries of current and closed governmental investigations and proceedings on the target, directors, and executives from the past five years. Responses from the company regarding audit inquires.
Detailed list of all products and services. Verify compliance with FDA, CPSC, OSHA, and FLSA regulations for products, services, and operations. Summary of all material warranty claims brought. Change of control regulations.